RESPONSE FROM MINISTRY OF FOREIGN AFFAIRS AND TRADE

 

a)     The Council believes that it is inappropriate that local authorities be constrained by an agreement to which local government is not a party. 

 

In responding to this first point, we would like to draw on the text of Minister Sutton’s letter to Mike Reid of Local Government New Zealand (LGNZ) of 24 September 2002  (MFAT had understood that Mr Reid’s letter had been developed in consultation with local councils, and that Mr Sutton’s reply would also be circulated to interested LGNZ members).  Note this is attached (it was not previously distributed by LGNZ)

 

 

NB: If the Council is in fact able to point to specific instances since 1995 in which New Zealand’s GATS membership has constrained its ability to regulate , MFAT would be interested in a detailed account of these.   

 

b)     The Council believes public policy regarding the regulation, funding and provision of essential services should be made democratically by governments at the national and local level;

 

The Minister for Trade Negotiations is responsible for the conduct of New Zealand’s trading relations.  Trade policy is only one element of economic policy as a whole.  The nature of public policy and the provision of “essential services” within New Zealand fall outside the trade portfolio.  The Council’s concerns in this respect should be addressed to the appropriate regulatory agencies and their Ministers.

 

c)     That Council requests no restrictions be placed on local government’s rights regarding achieving social and environment ends in procurement. 

 

The right of governments to regulate, and to introduce new regulations on the supply of services within their territories in order to meet national policy objectives, is enshrined in the Preamble to the GATS.  Furthermore, Article XIII.1 on Government Procurement states that  “Articles II, XVI and XVII shall not apply to laws, regulations or requirements governing the procurement by governmental agencies of services purchase for governmental purposes and not with a view to commercial resale or with a view to use in the supply of services for commercial sale.     Negotiations on government procurement of services, mandated under Article XIII.2, have yet to take place. 

 

d)     The Council requests that the Government to fully consult with local government about the implications of the GATS negotiations for local government services and regulation;

 

As noted elsewhere, MFAT has had regular contact with LGNZ on the New Zealand-Singapore CEP, and the WTO services negotiations under the GATS.   MFAT would however welcome further opportunity to discuss services trade and the GATS with local government. 

 

e)     The Government should make public the specific requests it made to other governments in the GATS negotiations and make public its specific responses to requests from other governments

 

New Zealand does not intend to make its own requests public, as these are negotiating documents.  Minister Sutton released a comprehensive non-country specific summary of the coverage and content of the requests in his press statement on the requests of 9 July 2002.  Those WTO Members that have submitted requests to New Zealand have asked that these be kept confident*al, and the government intends to respect this.  However, MFAT is in the process of analysing the requests received so far (17 in total, 8 from developing countries), and making summaries available on a non-attributable basis on its website, as part of the Ministry’s consultation on the development of New Zealand’s initial offer of further services liberalisation, due to be submitted to the WTO Secretariat by 31 March 2003.  

  

f)       The Council requests that the Government to support the clear exclusion of public services at central and local levels from the GATS, including local government community services, environment and water services;

 

Article 1.3 (b) of the GATS already excludes from the coverage of the Agreement measures relating to “…services supplied in the exercise of governmental authority”...  

 

 

g)     The Council requests that the Government oppose any proposals which would reduce the right of local government to regulate services, including the application of a "least trade restrictive" test to regulation;

 

The objective of Article VI on domestic regulation is not to “reduce the right of local government to regulate services.”    Article VI 1-3 sets out some rules on measures affecting trade in services in sectors in which specific commitments have been made – in summary, that these be administered in a “…reasonable, objective and impartial manner...”.  This would seem to be a test that local government would have little difficulty in meeting, unless it seeks to apply those measures within its control in an unreasonable, subjective and biased manner. 

 

Article VI.4 establishes a mandate for the Council for Trade in Services to develop any disciplines that the 144 WTO Members may decide (on the basis of consensus) are necessary to ensure that qualification requirements and procedures, technical standards and licensing requirements do not constitute unnecessary barriers to trade in services.  These discussions have, so far, failed to reach any conclusions on either the necessity of such disciplines, or their nature.    In the meantime, Article VI.5 requires that Members should apply measures relating to qualification requirements and procedures, technical standards and licensing requirements in a manner consistent with Article VI.4 – i.e,

a) based on objective and transparent criteria, such as competence and the ability to supply the service;

b) not more burdensome than necessary to ensure the quality of the service;

c) in the case of licensing procedures, not in themselves a restriction on the supply of the service. 

   

Article VI has been in force since 1995.  Since that time the government has instituted and reviewed regulation of services sectors without impediment.  The principles expressed in Article VI.4 are entirely consistent with New Zealand’s approach to good regulatory practice.  They are, nevertheless, important principles, which New Zealand would wish to see informing the approach of other WTO Members.     

 

Furthermore, the government can see that there is some potential for disciplines on domestic regulation to be of distinct benefit to New Zealand’s services exporters.  New Zealand will participate actively in the Working Group on Domestic Regulation to ensure that the outcomes of the consideration of disciplines on domestic regulation are consistent with national domestic policy objectives. 

 

h)     The Council requests that the Government seek to eliminate the ability of WTO trade rules to overturn nation-state laws and practices that protect health, the environment, development and human rights;

 

As the Council will be aware, the nature of international agreements is that they are a process of give and take.  In order to acquire rights under such agreements, whether these apply to trade rules, the protection of environment, or the rule of international law, parties must also assume obligations.  The WTO trade rules have enabled New Zealand to successfully challenge other governments which would put unfair obstacles in the way of the export trade on which New Zealand depends for its economic well being.   The WTO consensus-based negotiating process allows our tiny country to prosecute its trade policy, and have its voice heard on international trade issues, on the same basis as the most powerful trading nations. 

 

As they are currently expressed in New Zealand schedule of specific commitments, MFAT is unable to envisage an instance in which New Zealand’s GATS commitments could be used to  “overturn nation-state laws and practices that protect health, the environment, development and human rights”, as all these commitments do is give foreign services suppliers the same access to and treatment in New Zealand’s services market that New Zealand suppliers have.   Therefore, our domestic regulatory environment defines the conditions for trade in services in our market.  If the Council has specific concerns with the existing regulatory environment, these would be best addressed to the appropriate regulatory agency. 

 

It is worth noting, however that Articles XIV and XIV bis of the GATS set out the general exceptions to the agreement.  These state that nothing in the Agreement prevents the adoption and enforcement by any Member of measures necessary, inter alia, to protect public morals or to maintain public order, or to protect human, animal or plant life and health.  It is also worth noting that the GATS is regarded as the most development friendly of the WTO Agreements. Its provisions relating to special and differential treatment for developing members are the Preamble, Articles III.3, IV, V.3, XII.1 XV.1, XIX.2, 3 and 4, and XXV.  

 

i)        That the Council requests that the Government commission an independent retrospective review on the WTO's impact on development, democracy, environmental sustainability, health, and human rights

 

 

j)        It is also recommended that Council write to Local Government New Zealand requesting

a)     That LGNZ prepare a briefing paper on GATS for all local authorities

 

b)     That LGNZ advocates to central government on behalf of local government regarding the above concerns

 

          As noted above, LGNZ has been in contact with MFAT about the GATS on a number of occasions, including through its Briefing Paper to the incoming government.  LGNZ was also offered a chance to comment on the requests New Zealand submitted to other WTO members for the current market access phase of the services negotiation, as part of consultation with exporters, non-governmental organisations, and other interested parties conducted by MFAT in May of this year.