THE GENERAL AGREEMENT ON TRADE IN  SERVICES (GATS)

 

A. BACKGROUND

 

WHAT ARE SERVICES?

 

Services are often described as things you can buy and sell but can’t drop on your foot – i.e. not a tangible commodity. The list of services which are covered by this agreement include:

·       Business services

·       Communication services

·       Construction and engineering services

·       Distribution services

·       Educational services

·       Environmental services

·       Financial services

·       Health related and social services

·       Tourism and travel related services

·       Recreational, cultural and sporting services

·       Transport services

(see the attached list for a more detailed breakdown)

 

At present the agreement only applies to those services which a government has agreed to have covered.

 

WHAT IS THE GOAL OF THE AGREEMENT?

 

To get access for one country’s suppliers of those services to the services markets in other countries.

 

To prevent governments from discriminating in favour of their domestic services suppliers and against foreign suppliers of those services.

 

To prevent governments from giving services suppliers from some foreign countries better treatment than those from other foreign countries

 

To prevent governments from structuring their services markets in ways that reduce access for foreign service suppliers.

 

WHO ARE THE MAJOR PROMOTERS OF THIS AGREEMENT?

 

The services agreement is especially important for the big transnational enterprises operating in all these sectors. The major push has come from the US and EU, plus the more ideologically driven free trade countries.

 

WHEN WAS IT SIGNED?

 

It was an outcome of the Uruguay Round of GATT negotiations and came into effect in January 1995. However, the agreement built in another round of negotiations to extend its scope. That began in January this year and the initial proposals for extending it are expected to be tabled by the end of the year. Like all such negotiations, they take place in secret.

 

WHO RUNS IT?

 

The agreement is administered by the World Trade Organization. The WTO has a special Council on Trade in Services whose job is to oversee the operation of the agreement and expand its scope.

 

WHAT COUNTRIES DOES IT APPLY TO?

 

All WTO members, which covers almost all countries in the world. China will join shortly, as will a number of South Pacific countries.

 

WHAT ACTIONS OF GOVERNMENT DOES IT APPLY TO?

 

It applies to anything a government does that can be defined as a ‘measure’ – i.e. policies, laws, regulations, administrative practices, subsidies and grants, licensing requirements, national interest tests, quality controls and standards, etc. The reason for adopting these measures is irrelevant. If they breach the agreement they are not allowed.

 

WHAT LEVELS OF GOVERNMENT DOES IT COVER?

 

All levels from central to local government, including states in federal systems such as Australia.

 

WHY IS IT IMPORTANT?

 

The agreement effectively sets the boundaries on what policies a government can adopt on these services. If a government is found to have breached the agreement, a dispute panel can authorise a country whose service suppliers have lost out to impose serious financial sanctions.

 

HOW DOES GATS RELATE TO REGIONAL AND BILATERAL AGREEMENTS?

 

All such agreements are required to be consistent with the WTO. That means they can only go further than GATS; they can’t wind parts of it back. Hence, the Singapore Agreement made more commitments than New Zealand has made at the WTO, although they only apply to Singapore. CER also makes more extensive commitments in relation to Australia.


B. THE BASICS OF THE AGREEMENT

 

WHAT KIND OF TRANSACTIONS DOES ‘TRADE IN SERVICES’ COVER?

 

It covers four ways of supplying services, which are pretty comprehensive:

 

1.     Supply across the border: for example, allowing people to access foreign-supplied medical advice, offshore financial services, distance education services, entertainment services, etc, especially through the internet.

 

2.     Consumption abroad: citizens physically moving offshore to consume services, such as tourism, education, health services, rather than being required to use local services or limits on offshore travel and expenditure for balance of payments reasons.

 

3.     Establishing a commercial presence: allowing a foreign service provider to set up a local business, such as a retail chain or cleaning company franchise, banks and insurance companies, schools and universities, waste disposal companies, media corporations, bus and rail companies.

 

4.     Movement of personnel: supply of a service by specialist personnel travelling to the country, such as consultants, professionals, specialist teachers or researchers, entertainers, specialist tourism operators (note: this doesn’t apply to ordinary workers in the services sector)

 

WHAT RULES APPLY TO THESE TRANSACTIONS?

 

Some rules apply across the board.

 

The most important of these is the rule that says you can’t treat the service suppliers from one WTO member better than the rest. (That’s known as ‘Most Favoured Nation’ treatment.)

 

Other rules only apply to particular services a country has agreed to have covered by the agreement, which are set out in each country’s schedule.

 

These are far more intrusive because they require non-discrimination between domestic and foreign service suppliers (this is called ‘national treatment’). They also prohibit a number of measures which would limit foreign access to domestic services markets (known as ‘market access’ restrictions). These are:

 

·       Limits on the number of service suppliers through numerical quotas, monopolies, licensing exclusive suppliers or applying an economic needs test; (eg. television broadcasters or universities)

 

·       Limits on the total value of service transactions or assets, through numerical quotas or applying an economic needs test; (eg. banks)

 

·       Limits on the total number of service operations or quantity of services provided, through numerical quotas or applying an economic needs test; (eg. medical schools and medical students)

 

·       Limits on the total number of people who can be employed in a particular sector or by a supplier, through numerical quotas or applying an economic needs test; (eg licensed health providers)

 

·       Measures which restrict or require certain types of legal entity or joint venture as the means for supplying the service (eg. fishing companies);

 

·       Limits on the level of foreign capital involved in a particular services enterprise or in total for a sector (eg. media ownership).

 

Some services sectors have their own special annexes.

 

These are the ones which weren’t finalised when the first negotiations were completed, and cover areas like financial services and telecommunications.

 

HOW DO YOU FIND OUT IF A COUNTRY HAS AGREED TO HAVE A PARTICULAR SERVICE COVERED?

 

Each government’s schedule of its commitments can be found on the WTO website. These are quite difficult to interpret. They indicate which services are covered. But they also say whether the government has retained are any restrictions within those services on national treatment or market access and in relation to any of the four ‘modes of supply’. The New Zealand government made amongst the most extensive commitments of any.

 

CAN SERVICES BE TAKEN OUT OF THESE SCHEDULES IN THE FUTURE?

 

The agreement is meant to be a one-way street – governments are required to remove their existing restrictions over time, not add to them. Although it is possible to withdraw a commitment, the government would have to open up another service area to an equivalent value. New Zealand hasn’t left many to trade off in that way. No government has tried to do this yet.

 

IS THERE ANY SPECIAL PROTECTION FOR PUBLIC SERVICES?

 

In theory ‘services supplied in the exercise of government authority’ are excluded. But only if those services (a) don’t have a commercial element and (b) are not provided in competition with another supplier. There are very few public services that meet those conditions today.

 

DOES THIS GIVE FOREIGN SUPPLIERS ACCESS TO GOVERNMENT SUBSIDIES?

 

That’s a matter of some dispute. The NZ officials currently say it doesn’t, but other governments, and WTO and OECD officials, say it does.

 

HOW DOES IT BALANCE OTHER PUBLIC POLICY CONSIDERATIONS LIKE SOCIAL WELLBEING, PROMOTING NATIONAL CULTURE AND IDENTITY, REGIONAL DEVELOPMENT TREATY OF WAITANGI, OR OTHER INTERNATIONAL OBLIGATIONS?

 

It doesn’t. These are irrelevant. Basically, if a measure is intended to serve one of these purposes, but it breaches the agreement, it can lead to sanctions. There are a very few exceptions which relate to national security, preventing exhaustion of natural resources and protecting human, animal or plant life and health, but even there a very restrictive approach is taken.

 

WHAT ABOUT TREATY OF WAITANGI OBLIGATIONS?

 

There is no general recognition of indigenous peoples and indigenous rights in the agreement. New Zealand didn’t have a general opt-out for Treaty-related measures. But it did reserve the right to give ‘Maori individuals or commercial entities special treatment’.

 

HOW IS AN ALLEGED BREACH DEALT WITH AND BY WHOM?

 

A government that believes its service suppliers have suffered because of a breach by the NZ government could try to solve it by discussions. If that failed, they could lodge a complaint. This would be heard by a panel of trade experts whose only concern is whether this Agreement has been breached; they are not interested in the reasons or justification. If a foreign government succeeds in its complaint and the NZ government doesn’t back down, it can face retaliatory sanctions to the amount of the alleged loss. These can be imposed in any services sector, or even non-services, such as agriculture.


PART C: MOBILISATION AGAINST THE GATS

 

WHAT IS HAPPENING WITH THE NEW GATS NEGOTIATIONS?

 

Negotiations to extend the GATS are now well underway in Geneva. These are moving secretly, and most documents released by New Zealand government officials have any information relating to these negotiations deleted. Despite claims that progress is slow, governments are supposed to put their new offers on the table by the end of this year.

 

WHAT ARE THE MAIN ISSUES?

 

The transnational services exporters and their governments (mainly US and EU) are trying to expand the agreement as far as possible, especially in growth areas of information technology, and public services which are being privatised or opened to competition (postal, transport, health, education, broadcasting, etc). Poorer countries are very concerned about the effects of existing and future commitments on them. Proposals on the table include: 

·       applying the agreement to all services except those opted out, rather than only the services that are opted in;

·       extending the list of services that might be covered and regrouping them in ways that ensure the widest possible coverage;

·       getting governments to extend their existing commitments substantially;

·       make it clear that subsidies are covered;

·       restricting the kind of domestic regulations governments can use;

·       extending non-discrimination to government procurement or purchase of services (as now applies with Singapore for contracts over $125,000)

 

WHAT ARE OTHER UNIONS DOING?

 

A network of services specialists in various countries, including unionists, is monitoring the current negotiations through a closed list-serve. Public Services International has prepared some good analysis of the impact of GATS on public services (see: www.world-psi.org). Education International has also become active, in collaboration with PSI. The ACTU is beginning to focus on the issues, especially in the financial sector and education unions.

 

WHAT ABOUT BROADER CAMPAIGNS?

 

The international ‘Shrink or Sink’ campaign against the WTO is demanding the withdrawal of all public services from GATS (see attached). There are some active sector specific campaigns, e.g. against the privatisation of water services. Health professionals in the EU have become very concerned and put pressure on the European Parliament (see the attached article from the Lancet). Several Canadian local authorities have passed resolutions opposing GATS for limiting their autonomy and socio-economic development options.


SERVICES SECTORAL CLASSIFICATION LIST

 

1. BUSINESS SERVICES

A. Professional Services

B. Computer and Related Services

C. Research and Development Services

D. Real Estate Services

E. Rental/Leasing Services without Operators

F. Other Business Services

 

2. COMMUNICATION SERVICES

A. Postal services

B. Courier services

C. Telecommunication services

D. Audiovisual services

E. Other

 

3. CONSTRUCTION AND RELATED ENGINEERING SERVICES 

A. General construction work for buildings

B. General construction work for civil engineering

C. Installation and assembly work

D. Building completion and finishing work

E. Other

 

4. DISTRIBUTION SERVICES

A. Commission agents' services

B. Wholesale trade services

C. Retailing services

D. Franchising

E. Other

 

5. EDUCATIONAL SERVICES

A. Primary education services

B. Secondary education services

C. Higher education services

D. Adult education

E. Other education services

 

6. ENVIRONMENTAL SERVICES

A.   Sewage services

B. Refuse disposal services

C. Sanitation and similar services

D. Other

 

7. FINANCIAL SERVICES

A. All insurance and insurance-related services

B. Banking and other financial services        

 

8. HEALTH RELATED AND SOCIAL SERVICES

A.   Hospital services

B.    Other Human Health Services

C. Social Services

D. Other

 

9. TOURISM AND TRAVEL RELATED SERVICES

A. Hotels and restaurants

B. Travel agencies and tour operators services

C. Tourist guides services

D. Other

 

10. RECREATIONAL, CULTURAL AND SPORTING SERVICES

A. Entertainment services

B. News agency services

C. Libraries, archives, museums and other

      cultural services

D. Sporting and other recreational services

E. Other

 

11. TRANSPORT SERVICES

A. Maritime Transport Services

B. Internal Waterways Transport

C. Air Transport Services

D. Space Transport                 

E. Rail Transport Services

F. Road Transport Services

G. Pipeline Transport

H. Services auxiliary to all modes of transport

 

12. OTHER SERVICES NOT INCLUDED ELSEWHERE

 


FURTHER INFORMATION CAN BE FOUND ON THE FOLLOWING WEBSITES:

 

The WTO Website: www.wto.org

 

Schedules of each government’s commitments can be found in the services aspect of the website.

 

Research papers prepared by the WTO secretariat which promote extension of GATS coverage in the following sectors are also available on the website:

 

·       Distribution Services - S/C/W/37

·       Construction and Related Engineering Services - S/C/W/38

·       Postal and Courier Services - S/C/W/39

·       Audiovisual Services - S/C/W/40

·       Legal Services - S/C/W/43

·       Architectural and Engineering Services - S/C/W/44

·       Computer and Related Services - S/C/W/45

·       Environmental Services - S/C/W/46

·       Advertising Services - S/C/W/47

·       Education Services - S/C/W/49

·       Health and Social Services - S/C/W/50

·       Tourism Services - S/C/W/51

·       Energy Services - S/C/W/52

·       Air Transport Services - S/C/W/59

·       Land Transport Services Part I - Generalities and Road Transport - S/C/W/60

·       Land Transport Services Part II - Rail Transport Services - S/C/W/61

·       Maritime Transport Services - S/C/W/62

·       Financial Services - S/C/W/72

·       Accountancy Services - S/C/W/73

·       Telecommunications - S/C/W/74

·       Presence of Natural Persons (mode 4) - S/C/W/75

 

Public Services International Website:   www.world-psi.org

 

Education International Website:  www.eiie.org

 

Public Citizen Website:              www.publiccitizen.org

 

Canadian Centre for Policy Alternatives:         www.policyalternatives.ca